RDK & Associates, Inc. can be your operational compliance manager, your loan compliance manager, or your entire compliance department manager. We represent the bank and provide the following:
- Establish operational procedures for all compliance areas within the bank and perform various operational procedures as needed.
- Review and test random transactions pertaining to the compliance areas of the bank (i.e. CTRs, hold notices, loan disclosures, etc.)
- Develop and maintain all compliance policies.
- Train employees.
- Organize and chair the compliance committee.
- Present monthly compliance report to the Board of Directors.
- Provide a liaison between the bank and examiners during regulatory exams.
- Correct deficiencies and violations noted in reports of examination or audit reports and prevent repeat deficiencies and violations.
- On call for phone consultations.
- Other duties as negotiated by the bank.
